Spectrum Investment Advisors
was incorporated in 1995.
The cover story in the February 2017 issue of Investment Advisor
primarily focuses on pure business-to-consumer robo-advisors, but how should the other robos be regulated -- the ones that combine technology with human advice, and those that sell their technology to advisors for use in their practices?
federal appeals court Friday broadly defined the term "for compensation" for purposes of determining whether a defendant who defrauded clients should be judged an investment advisor
under the Investment Advisers Act of 1940.
The study also shows that more than two-thirds (69%) of Canadian investors have used the services of a financial or investment advisor
within the past 12 months.
The managers of the Fund are Scott Schermerhorn, a 25-year investment industry veteran and chief investment officer of Granite Investment Advisors
, and Tim Lesko, a principal of the firm and senior member of the investment team.
ERISA fiduciaries retain the fiduciary duty to prudently select and monitor available fund options unless they retain a registered investment advisor
. Investment advisors
are cofiduciaries under ERISA to the extent they have discretionary authority or control in connection with the management or disposition of plan assets, or if they provide advice for a fee [ERISA sections 3(21)(A)(i), 3(38), and 405(d)].
One, which they presented to Congress, was that some type of education and experience should be required to be an investment advisor
(or newsletter editor).
Atlanta Life President and CEO Charles Cornelius says that the company will hire professional investment advisors
, as well as explore relationships with asset management firms, to get ALIC Investment Advisors
operational by the end of the year.
The ACCJ said this effectively excludes investment advisers from providing business to this market segment, even though one of the primary goals of financial deregulation in Japan has been to provide institutional investors with the means to realize increased investment performance by using licensed professional investment advisors
The BKD Investment Advisors
merger will be that firm's first branch in the state.
A "new paradigm," or a new way of approaching fundamental issues is needed by institutional real estate investors, according to the Annual Property Report released by The Yarmouth Group, the New York-based international real estate investment advisor
, family offices, and bank trust departments charge an annual percentage of the assets they manage and therefore profit from the growth of the portfolio assets.