O'Brien & Associates serves more than 80,000 institutional, commercial and individual clients globally, in addition to a network of approximately 400 introducing brokers
The Commodity Futures Trading Commission (CFTC) approved a proposed rule to revise a CFTC regulation that requires certain futures commission merchants, retail foreign exchange dealers, commodity trading advisors, commodity pool operators, introducing brokers
, major swap participants, and swap dealers to provide annual privacy notices to customers.
Jordan Forex Expo will cover topics like service quality in the forex industry, introducing brokers
, white labels, liquidity solutions, asset managers, asset managers, forex, futures CFDs, cash CFDs, spot metals, spot energies, fees & commissions, platforms, education.
Chicago, IL, February 22, 2018 --(PR.com)-- Dallas-based Coquest Inc., one of the largest independent introducing brokers
in the U.S.
For regulated brokers, we offer a comprehensive Introducing Brokers
programme, enabling partners to introduce their clients to GAIN Capital while building upon our technology and products to service the trading needs of their customers.
We service individual investors, hedge funds, proprietary trading groups, financial advisors and introducing brokers
. Our four decades of focus on technology and automation has enabled us to equip our customers with a uniquely sophisticated platform to manage their investment portfolios at extremely low cost relative to the financial services industry.
The CDD Final Rule adds a new requirement that financial institutions - including banks, brokers or dealers in securities, mutual funds, futures commission merchants, and introducing brokers
in commodities - collect and verify the personal information of the real people (also known as beneficial owners) who own, control, and profit from companies when those companies open accounts.
The final CDD rule adds a new requirement that financial institutions -- including banks, brokers or dealers in securities, mutual funds, futures commission merchants and introducing brokers
in commodities -- collect and verify the personal information of the real people (also known as beneficial owners) who own, control and profit from companies when those companies open accounts.
(1) the classification of proprietary accounts of introducing brokers
O'Brien and Associates is the largest independent futures brokerage firm in the United States, serving institutional, commercial and individual clients globally, in addition to a network of 400 introducing brokers
of Saxo Bank A/S are allowed to offer the co-branded platforms under their own brand, which would be serviced by Saxo Bank A/S.
On the board's new authority under the Dodd-Frank Wall Street Reform and Consumer Protection Act to oversee the audits of broker-dealers, including the authority to determine whether to inspect the auditors of any or all introducing brokers
(those who do not maintain custody of client assets), Doty said the purpose of the board's interim inspection program is to gather facts.