Initial filing

Initial filing

Has various meanings. It could refer to a form that is filed with the Securities and Exchange Commission in advance of a major event, such as a public offering or a share repurchase. It could also refer to filings that occur before legal inside transactions.

Initial Filing

1. The act of a company registering with the SEC, such as before its initial public offering.

2. The forms that must be filed in order to conduct a legal inside transaction.
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6013(b) and determined that the provision was originally intended to provide flexibility to taxpayers in switching from a proper, though perhaps improvident, initial filing of a separate return to a potentially more advantageous filing of a joint return.
In the initial filing, Alton listed debts of between $1 million and $10 million and assets in the same range.
Requires NFIP administrators to make determinations on flood claims within 30 days of the initial filing, followed by any payment owed under the claim.
In recent years, approvals after the initial filing have ranged from about 32 percent to 35 percent, Allsup says.
The PCC denied their initial filing which was found to be defective and deficient.
His initial filing said he sought "to halt a threatened expenditure of public funds that would unlawfully serve to enrich private attorneys at the expense of taxpayers in Collin County, Texas.
Inc (Nasdaq:YHOO) announced on Friday the initial filing with the Securities and Exchange Commission of a Registration Statement on Form N-2 under the Investment Company Act of 1940 in connection with its plan to spin off its remaining holdings in Alibaba Group Holding Limited (NYSE:BABA) into a newly formed independent, publicly traded, registered investment company, Aabaco Holdings Inc.
Though the dismissals do not necessarily constitute a trend, they are an indication that the Commission's initial filing is not necessarily the final word on discrimination in the workplace.
The initial filing indicated $1 billion will be raised in the public offering, but that amount is expected to be greatly boosted with later amendments.
As a result, Etisalat will make an initial filing of the tender offer documentation with the Moroccan Capital Market Authority within the prescribed time period.
The Gulf Coast line is the southern leg of TransCanada's controversial Keystone XL project, which, more than five years after the initial filing, is still awaiting a final decision from the Obama Administration.
House rules call for the committee to conduct the investigation behind closed doors, and require the allegations, proceedings and initial filing of a complaint be kept confidential.
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