Initial filing

Initial filing

Has various meanings. It could refer to a form that is filed with the Securities and Exchange Commission in advance of a major event, such as a public offering or a share repurchase. It could also refer to filings that occur before legal inside transactions.

Initial Filing

1. The act of a company registering with the SEC, such as before its initial public offering.

2. The forms that must be filed in order to conduct a legal inside transaction.
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Target fundraising at up to P10.68 billion, higher than initial filing of P6.77 billion in 2018 @bworldph Arra Francia (@arra17) September 3, 2019 Cal-Comp Philippines initially planned to go public last year, but decided to withdraw such plans due to volatile market conditions.
* Other noncommercial uses of pre-1972 sound recordings that are not being commercially exploited (published or unpublished) are now not infringements if libraries have followed the steps outlined in the statute: essentially, if we have (1) done a good-faith search for a commercial version and come up empty, (2) filed notice with the Copyright Office, and (3) the rights holder has not filed a counter-notice within 90 days of the initial filing.
Given the time lapse since Quaker's initial filing, the FTC has requested updated information as part of their approval process.
Since pure initial public offerings (IPOs) do not trade until the ex-date, equity carve-outs (partial IPOs) provide an opportunity to track the impact of initial and subsequent filings on parent company returns throughout the filing process from initial filing to first trade date.
The initial filing was limited to the OSHA Form 300A, and the filing due date was July 1, 2017; which was then later moved to Dec.
The scope of this order is to perform the following activities: activity 1: technological development of the information system; action 2: initial filing of data in the register; activity 3: develop internal documents needed to maintain and maintain the register;
6013(b) and determined that the provision was originally intended to provide flexibility to taxpayers in switching from a proper, though perhaps improvident, initial filing of a separate return to a potentially more advantageous filing of a joint return.
In the initial filing, Alton listed debts of between $1 million and $10 million and assets in the same range.
Requests to have claims heard by the TCD are made as part of the initial filing, with the Courts' decision based on the written evidence provided, it added.
One reason is that patent prosecution costs--the costs incurred to get a filed case ready for issuance--are unpredictable and can range anywhere from one to two times the cost of the initial filing. Thus, a client spending $6,000-$8,000 (approximate national average) on a patent application might expect to pay the same if not double that in prosecution fees over a three to four year period until registration.
The initial filing was for an overall 26.1 percent statewide average rate decrease.
Related: Disability update: Aflac, Millennium Brokerage In other disability insurance market news, Allsup reports that the Social Security Administration approved 33 percent of applicants for Social Security Disability Insurance benefits after the initial filing, and 45 percent after the applicants went through the SSDI appeals process.
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