Initial filing

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Initial filing

Has various meanings. It could refer to a form that is filed with the Securities and Exchange Commission in advance of a major event, such as a public offering or a share repurchase. It could also refer to filings that occur before legal inside transactions.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Initial Filing

1. The act of a company registering with the SEC, such as before its initial public offering.

2. The forms that must be filed in order to conduct a legal inside transaction.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
References in periodicals archive ?
While disappointed with this recent setback, MVP is confident in the BLM's alternatives analysis, as well as with the approvals received by state and federal agencies; and we look forward to continuing the safe construction of this important infrastructure project." As the USFS and BLM work to supplement and recast their initial filings to be more inline with the court's order, MVP is evaluating its construction plan on a daily basis and continues to target a Q1 2019 in-service date.
It is pursuing nine separate claims, narrowed down from a longer list of allegations outlined in initial filings.
In his initial filings, Buehler listed only two stock holdings, Comcast and Exxon Mobil, in that category.
But in the initial filings for Gaillardia Brownstones, Herrington listed the unsecured claims at $1.1 million.
(Note also that, while the Tax Court has made e-filing of other pleadings mandatory for most parties represented by counsel and available to pro se petitioners, it currently allows initial filings, such as petitions, to be filed only in paper form.) If Guralnik had used an approved PDS or even the U.S.
In the abusive structure, unscrupulous promoters persuade closely held entities to participate in this scheme by assisting entities to create captive insurance companies onshore or offshore, drafting organizational documents and preparing initial filings to state insurance authorities and the IRS.
In the article I wrote for the Florida Bar Journal, "What Does It Cost for AAA, JAMS, or CPR to Administer an Arbitration Case and How Do the Initial Filings Vary?" (July/August), I miscalculated the filing fees for two of the three examples for the American Arbitration Association (AAA).
As shown by UP1 coefficients, COSOs increase their initial filings by 4.96% versus 3.85% for other carve-outs.
In the remaining counties, Hillsborough can accept probate filings and additional filings on existing cases, and expects to be able to take initial filings in new cases by April 1.
The author addresses a variety of subjects, including introductory and basic information, creation of a security interest, sale and deficiency, initial filings and amendments, exceptions to perfection by filing, secured party v.
US Energy Group announced that the initial filings for hundreds of clients' buildings have been successfully processed with New York City's new benchmarking regulations under Local Law 84 and established that they were indeed in compliance.
The patent applications represent the initial filings contemplated by Pivotal Therapeutics in the development of a comprehensive patent portfolio to protect its lead product Vascazen, a prescription-grade omega 3 formula.
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