General Securities Registered Representative Examination
Series 7
An exam one must pass to become a registered representative with FINRA, a designation that authorizes one to trade for the brokerage or other firm for which one works. It authorizes one to sell any security except commodity futures contracts. The Series 7 license is a prerequisite for most other FINRA exams.
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General Securities Registered Representative Examination
See Series 7.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.