Full-service broker

Full-service broker

A broker who provides clients an all-inclusive selection of services such as advice on security selection and financial planning.

Full-Service Broker

A brokerage that provides transaction services in addition to research and investment advice. That is, a full-service broker works with clients to determine and execute clients' investment goals; brokers may conduct the transactions the clients direct or they may independently manage portfolios for clients. Full-service brokerage firms provide individual services, and, as a result, charge much higher commissions than discount brokerage firms. However, they are not as exclusive as boutiques.
References in periodicals archive ?
Liberty is an independently owned, full-service broker with offices throughout the country.
Gallagher said McLean Insurance Agency is a full-service broker and consultant that solidifies Gallagher's presence in Northern Virginia and expands high-net-worth personal lines offerings across the region.
reached a definitive agreement to acquire Glatfelter Insurance Group, a full-service broker and insurance company providing services for specialty programs and retail operations.
Switzerland (501) 221-2133 www.UBS.com Arkansas Offices and Remote Main Products or Services Offices If Arkansas-based 1 Little Rock, Conway, Fayetteville, Full-service broker, Hot Springs, Jonesboro and Rogers; underwriter, investment Atlanta; Birmingham, AL; Boston; banker, financial adviser, Charlotte and Winston-Salem, NC; corporate, stocks, bonds, Chicago; Columbia, SC; Austin, government, municipal bonds, Dallas, Houston and Fort Worth, TX; mutual funds, insurance, joint Fort Lauderdale and St.
The result is a full-service broker, complementing our world-class benefits and pension portfolio across Canada.
In a decade, Arqaam Capital has grown into a well-established investment bank operating four business segments, namely sales & trading, investment banking, asset management and alternative investments and is a leading institutional full-service broker in the MENA region supported by a strong network of local executing brokers.
Tomlinson was previously managing director of Investment Banking at Westwind Partners/Stifel Nicolaus Weisel, a US, Canadian and UK full-service broker, where he advised a number of gold, base metal and nickel companies, including Centamin.
A healthy number of Hoosier investors still value the advice, personal service and investment direction that they get from a full-service broker. And Indiana's brokerage firms seem to be doing just fine, thank you, serving investment clients that many have known for generations.
Not long after opening its doors City Securities became a full-service broker, adding stocks to its offerings.
It said that, unlike a full-service broker, these administrative actions (following the trade date) should preclude trade date accrual because they represented such a substantial proportion of Schwab's overall activities.
6 Morgan Stanley Wealth Full-service broker, underwriter,
Ernesta Procope took a small insurance agency in Brooklyn, N.Y., and made it into a full-service broker she believes is the largest minority-owned and woman-owned brokerage in the country.