Form X17-A5(redirected from Forms X17-A5)
A form filed with the SEC by brokers and dealers regarding their financial position over a given year.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
An audited financial statement filed annually with the SEC by brokers and dealers.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.