Form S-3


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Form S-3

A shorter form of registration statement than the Form S-1 that can be used by certain already-public companies to sell additional shares. It is also the form most often used to cover resales of restricted securities by selling stockholders.

Form S-3

An SEC form for companies with publicly traded stock to sell additional shares. Form S-3 is frequently used for resale of restricted securities.
References in periodicals archive ?
Failure to timely file a Form 8-K can impact a companys eligibility to use Form S-3 to access the capital markets.
Australia : Practice Note Not-So-Current Reports: What Form S-3 Companies Need to Know About Late Form 8-K Filings
Crude oil company Abraxas Petroleum (NasdaqCM:AXAS) stated on Thursday that it has filed up to USD200m in universal shelf Registration Statement on Form S-3 as well as up to 25m acquisition shelf Registration Statement on Form S-4 with the Securities and Exchange Commission.
Abraxas files up to USD225m in shelf registration statements
The one we are concerned with here makes some changes for companies who offer non-convertible securities, other than common equity, and want to register that offering on Form S-3.
SEC final rule on use of S-3
NASDAQ: CWS), a leading supplier of forged products and industrial equipment to the wind power and other industries in China, has filed an application with the Securities and Exchange Commission to cancel its Registration Statement on Form S-3.
-China Wind Systems, Inc. files application with Securities and Exchange Commission
Form S-3 is a "short-form" registration for the sale or resale of securities, but its availability is limited for certain issuers, depending on the transaction to be registered.
SEC rulemaking affecting smaller public companies: the rule 144 amendments
America West Holdings Corporation and America West Airlines have filed a Form S-3 registration statement with the Securities and Exchange Commission.
America West Airlines files Form S-3 registration statement
Celgene Corporation (NASDAQ: CELG) today announced its intention to offer, subject to market and other conditions, senior unsecured notes under a shelf registration statement on Form S-3 on file with the Securities and Exchange Commission.
Celgene Announces Offering of Senior Unsecured Notes
M2 EQUITYBITES-May 27, 2015-Western Refining Logistics files up to USD1bn in universal shelf registration on Form S-3
Western Refining Logistics files up to USD1bn in universal shelf registration on Form S-3
Today's filings do not register additional securities for sale by Ascent Solar, but are intended solely to convert the existing registrations on Form SB-2 into less burdensome and less costly registrations on Form S-3.
Ascent Solar Updates SEC Filings to Transition From Form SB-2 to Streamlined Form S-3
Infrastructure assets company NRG Yield (NYSE:NYLD) said on Tuesday that it plans to file a registration statement on Form S-3 with the Securities and Exchange Commission for the resale of its Class A common stock, par value USD0.
NRG Yield to file registration statement for convertible senior notes on or about 16 January 2015
NASDAQ: TWGP) today amended the Form S-3 registration statement filed with the Securities and Exchange Commission on November 16, 2006 to register $81 million of equity securities for the account of the Company and to remove from registration the $5 million of common stock for the account of a selling stockholder.
Tower Group, Inc. Amends Shelf Registration Statement - Maintains 2007 Guidance
United Insurance Holdings Corp (NASDAQ:UIHC), a property and casualty insurance holding company, filed a universal shelf registration statement on Form S-3 with the US Securities and Exchange Commission (the SEC), it stated on Monday.
United Insurance Holdings declares filing of universal shelf registration statement n Form S-3
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