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A form the SEC formerly used to register issues of securities with less value, that is, with a value of $7.5 million or less. This form required less information than other security registration forms, but, after complaints from some start-ups that it was still too complex, the SEC abolished it and replaced it with Form SB-2.
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A simplified registration form filed with the SEC by firms that have already reported under the Securities and Exchange Act of 1934.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.