A form that an investment company must file with the SEC twice per year detailing information on its fees, portfolio turnover rate, loads, and so forth.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
An SEC form for semiannual and annual filing by registered investment companies with regard to sales charges, 12b-1 fees, sales of shares, portfolio turnover rate, and so forth.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.