Form N-SAR

Form N-SAR

A form that an investment company must file with the SEC twice per year detailing information on its fees, portfolio turnover rate, loads, and so forth.

Form N-SAR

An SEC form for semiannual and annual filing by registered investment companies with regard to sales charges, 12b-1 fees, sales of shares, portfolio turnover rate, and so forth.
References in periodicals archive ?
Form N-CEN replaces Form N-SAR, and requires annual reporting of certain census-type information by registered investment companies to the SEC.
The AICPA Investment Companies Expert Panel developed a revised illustrative report on internal control required by the Securities and Exchange Commission under Form N-SAR that incorporates the definitional changes to material weakness and deficiency as described in Public Company Accounting Oversight Board Auditing Standard No.
Investment advisers also should review the fund's Form N-SAR, Semi-Annual Report for Registered Investment Companies, for potential fund abuses.