Form N-2

Form N-2

A form that a closed-end investment company must file with the SEC in order to offer shares in itself to investors. The form details information that may be relevant to investors when deciding whether or not to buy shares of the investment company. It is also used in ensuring that it complies with the SEC's other regulations.

Form N-2

An SEC form for the registration of closed-end investment companies.
References in periodicals archive ?
It has filed a Notification of Registration on Form N-8A and a Registration Statement on Form N-2 with the Securities and Exchange Commission (the "SEC") in order to register as a publicly traded, non-diversified, closed-end management investment company.
One big change will require VA issuers to provide the same information about portfolio management teams on their Form N-3 registration forms that mutual fund companies must provide on their Form N-1A and Form N-2 registration forms.
The offering is made pursuant to an existing effective shelf registration statement on Form N-2 previously filed with the Securities and Exchange Commission.
The offering is being made under an existing shelf registration statement on Form N-2, filed earlier with and declared effective by the US Securities and Exchange Commission.
The offering is made pursuant to an existing shelf registration statement on Form N-2 previously filed with the Securities and Exchange Commission.
Inc (Nasdaq:YHOO) announced on Friday the initial filing with the Securities and Exchange Commission of a Registration Statement on Form N-2 under the Investment Company Act of 1940 in connection with its plan to spin off its remaining holdings in Alibaba Group Holding Limited (NYSE:BABA) into a newly formed independent, publicly traded, registered investment company, Aabaco Holdings Inc.
Underwriters will be granted an over allotment option to purchase up to 900,000 additional shares of common stock in the offering, which will be made under a registration statement on Form N-2 filed earlier with the US Securities and Exchange Commission that is yet to become effective.
The offering is being made under the company's existing effective shelf registration statement on Form N-2, filed earlier with the US Securities and Exchange Commission.
Acting as joint book-running managers are Morgan Stanley & Co LLC, Keefe, Bruyette & Woods Inc and Sandler O'Neill & Partners LP and the offering is being made under the company's existing effective shelf registration statement on Form N-2, filed previously with the US Securities and Exchange Commission.
Morgan Stanley, Citigroup and RBC Capital Markets are the acting joint book-running managers and Oppenheimer & Co, Baird, BB&T Capital Markets and Janney Montgomery Scott are acting co-lead managers, in the offering being made under an existing shelf registration statement on Form N-2 filed earlier with the US Securities and Exchange Commission.
The acting joint bookrunning managers are Morgan Stanley & Co LLC, Stifel Nicolaus & Company Incorporated and Sandler O'Neill + Partners LP in the offering being made under an existing effective shelf registration statement on Form N-2 filed earlier with the US Securities and Exchange Commission.
A shelf registration statement on Form N-2 was previously filed with the US Securities and Exchange Commission under which the offering is being made, the company added.