Form BD

BD Form

A form that broker-dealer firms must file with the SEC. It contains information on each firm's officers and finances. See also: Registration.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

Form BD

An SEC form to apply for registration as a broker or dealer of securities, or as a government securities broker or dealer, and to amend a registration. Form BD provides background information on the applicant.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
References in periodicals archive ?
Amendments could be made to the SEC's Form BD to require disclosure regarding unpaid awards by firms;