Form 10-Q


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10-Q

A form the SEC requires publicly-traded companies and some private companies to file every quarter. It includes statements on equity and unaudited financial statements. While similar to a shareholder report, a 10-Q form often contains more information, such as executive compensation and organizational structure. All publicly-traded companies and any privately traded companies with more than 500 shareholders and $10 million in assets are required to file a 10-Q. Companies only file three 10-Q forms each year, as the final quarter's numbers are included in the 10-K. See also: Transparency.

Form 10-Q

See 10-Q.
References in periodicals archive ?
Hanmi Financial announced that it received a notification letter from the listing qualifications department of Nasdaq stating that, as a result of not having timely filed its quarterly report on form 10-Q for the period ended June 30, Hanmi no longer complies with Nasdaq Listing Rule 5250, which requires timely filing of periodic financial reports with the SEC.
As previously disclosed, the company no longer complies with Nasdaq listing rules as stipulated by Nasdaq Rule 5250(c)(1) because it had not filed its Form 10-K for the fiscal year ended December 31, 2018 ("Form 10-K") and Form 10-Q for the period ended March 31, 2019, respectively.
Not surprisingly, when the company finally disclosed the problem in its Form 10-Q for the third quarter of 2016, it stated that the company expected to incur expenses including investigation, remediation and legal costs related to the 2014 breach.
On May 16, 2017, Synchronoss received a letter from Nasdaq indicating that the company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because the company had not yet filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2017.
Similarly, instructions for MD&A in Form 3-Q call for very prescriptive disclosures that are well beyond those required by the SEC in its Form 10-Q.
Similarly, instructions for MD&A in Form 3-Q call for very prescriptive disclosures that are well beyond those required by the SEC in its Form 10-Q. "In addition to the effort required to assemble such disclosures, the proposed MD&A provisions potentially expose reporting entities to additional liability by requiring comment on the possible future impact of a wide range of specific items, regardless of materiality," he states.
Acceleration of Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q
GWG Holdings announced that it received a letter from the listing qualifications department of Nasdaq, as anticipated, informing the company that it was not in compliance with the filing requirements for continued listing under Nasdaq Listing Rule 5250 as it has not yet filed with the SEC its quarterly report on form 10-Q for the quarter ended June 30, which was due on August 14.
Accordingly, Easterly has filed with the US Securities and Exchange Commission, a notification of late filing of its Quarterly Report on Form 10-Q for the quarter ended 31 March 2018 on Form 12b-25.
(NASDAQ: SNCR), the leader in mobile cloud innovation for mobile carriers, enterprises, retailers and OEMs around the world, has received an anticipated letter from the Listing Qualifications Department of The NASDAQ Stock Market ("Nasdaq") notifying the company of its noncompliance with Nasdaq Listing Rule 5250(c)(1) because the company has not yet filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2017, the company said.
Nasdaq's August 12 letter was sent as RCI has not yet filed its Form 10-Q for the third quarter ended June 30.
(NASDAQ: AMBT) said it is completing an accounting review and restatement of certain of its previously issued financial results and financial statements, which will delay the filing of its quarterly report on form 10-Q for the quarter ended June 30, 2012.