Form 10-K


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Form 10-K

A report required by the SEC from exchange-listed companies that provides for annual disclosure of certain financial information.

10-K

A form the SEC requires publicly-traded companies and some private companies to file every year. It includes statements on equity and audited financials. While similar to the annual report to shareholders, it often contains more information, such as executive compensation and organizational structure. All publicly traded companies and any privately traded companies with more than 500 shareholders and $10 million in assets are required to file a 10-K. The SEC requires companies to provide the 10-K form to any shareholder who requests it and to state on the form whether or not the company's financials are available for free online. See also: Transparency.

Form 10-K

See 10-K.
References in periodicals archive ?
Energy announced that Nasdaq notified the company that as a result of not having received the company's quarterly report on Form 10-Q for the period ended March 31 and because the company is delinquent in filing its Form 10-K for the year ended December 31, 2018, the company does not comply with the requirements of Nasdaq Listing Rule 5250 for continued listing on the exchange.
M2 EQUITYBITES-April 23, 2019-Centric Brands announces receipt of Nasdaq notification of deficiency related to delayed filing of annual report on Form 10-K
Centric Brands Inc (Nasdaq:CTRC), a leading lifestyle brand collective, announced on Monday the receipt of a standard notice from the Nasdaq Stock Market LLC (Nasdaq) stating that, as a result of not having timely filed its annual report on Form 10-K for the year ended 31 December 2018 (the Form 10-K), the company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports with the Securities and Exchange Commission (SEC).
Global Banking News-April 23, 2019-Centric Brands announces receipt of Nasdaq notification of deficiency related to delayed filing of annual report on Form 10-K
The September 26, 2014 letter was sent as a result of Aviat's delay in filing its Annual Report on Form 10-K for its fiscal year ended June 27, 2014, which Aviat initially announced via a Form 8-K filing on September 25, 2014.
If the plan is accepted, Aviat can be granted an exception of up to 180 calendar days from the Form 10-K's due date, or until March 24, 2015, to regain compliance.
Genesis and Multicare has filed their Form 10-K's with the Securities and Exchange Commission in January 2001 upon completion of their annual audits.
As previously reported, the company received a similar letter from Nasdaq stating the company was not in compliance with the filing requirements for continued listing under Nasdaq Listing Rule 5250 as a result of the company being unable to timely file its annual report on Form 10-K for the fiscal year ended 2018.
This non-compliance is because the company has not yet filed with the Securities and Exchange Commission its Annual Report on Form 10-K for the fiscal year ended 31 December 2014 or its Quarterly Report on Form 10-Q for the fiscal quarter ended 31 March 2015.
announced that it received a standard notice from The Nasdaq Stock Market LLC stating that, as a result of not having timely filed its annual report on Form 10-K for the year ended December 31, 2018, the company is not in compliance with Nasdaq Listing Rule 5250c1, which requires timely filing of periodic financial reports with the Securities and Exchange Commission.
Lifeway Foods Inc (Nasdaq:LWAY), a supplier of cultured dairy products known as kefir and organic kefir, announced on Thursday the receipt of a letter, dated 6 April 2015, from the Listing Qualifications department of The Nasdaq Stock Market LLC notifying the company of its non-compliance with the periodic filing requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) because of non-filing of its Annual Report on Form 10-K for the fiscal year ended 31 December 2014 with the Securities and Exchange Commission.
Additionally, the company said that the notice pointed out that it is yet to file its Quarterly Report on Form 10-Q for the period ended 31 March 2012 and its Annual Report on Form 10-K for the period ended 31 December 2011 with the US Securities and Exchange Commission (SEC).