During her six years as EBSA
chief, Borzi said she and her staff "worked closely with the SEC staff from the beginning" to ensure the rule was not in conflict with existing SEC rules to avert "a compliance bind," and to allow the SEC "to consider and/or develop its own rule consistent with the DOL rule for non-retirement securities investments if it chose to do so.
officials say they are trying to create a new class exemption for indexed annuity distributors because 22 distributors asked for a chance to apply for financial institution status, and because they believe an indexed annuity is a product that looks simpler than it really is.
In this regard, I would like to mention the Polish champion Kacper Filipiak, who defeated Scottish player Michael Leslie with a score of (6-3) in the 2011 EBSA
European Under-21 Snooker Championships' final, held in the Maltese city of Qawra.
, PRIVATE PENSION PLAN BULLETIN: ABSTRACT OF 2010 FORM 5500 ANNUAL REPORTS 23-36 tbls.
If the request is for a UGS service, EBSA
will provide periodic grants to the SS.
If you are an eligible applicant and wish to avail yourself of excise tax relief under the VFC Program Class Exemption, have you made proper arrangements to provide within 60 calendar days after submission of this application a copy of the Exemption notice to all interested persons and to the EBSA
regional office to which the application is filed?
It includes an examination of the structure and functions of the EBSA
and covers civil and criminal enforcement, ESBA enforcement projects, party-in-interest transactions, investment fees, self-dealing, kickbacks and fiduciary duties.
A plan or applicant is not under investigation merely because the EBSA
has contacted the plan, applicant or plan sponsor about a participant complaint, unless the complaint involves a transaction that is the subject of the VFC Program application.
has been pursuing an aggressive enforcement project by investigating the timing of employer payments into benefit plans and vigorously pursuing recoveries of diverted contributions and earnings, Cummings says.
works to safeguard the economic interest of more than 150 million people who participate in an estimated 6 million employee benefit plans with assets in excess of $4.
does not provide a waiver provision and very few, if any, of the twenty-seven participating VWP countries will be able to meet this legislatively mandated deadline.
Related: Trump Names New EBSA
Chief to Replace Borzi )