Due Diligence Meeting
and Public Expose are performed by DMI together with the two brokerage firms as part of book building towards IPO process in order to initially explore the interests from potential investors, both retail and institutions, and potential brokerage forms.
If any inaccuracies are uncovered during this preparation phase it is preferable to bring it to the prospective buyer's attention in advance of the "on site" due diligence meeting
, in order to preserve credibility.
America's Best-In-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person and telephone due diligence meetings
and a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms.
Applicants were then graded based on in-person and telephone due diligence meetings
and a ranking algorithm that factors in client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria (including assets under management and revenue generated for their firms).
The most common such service last year was support for due diligence meetings
(87%), on exact par with the year prior.
A Cerberus spokesman added: "It is standard operating practice to hold due diligence meetings
of this nature with government ministers in advance of making a bid, especially as we had never invested in Northern Ireland previously.
RIAs find white papers, thought leadership pieces and economic-oriented commentaries or outlooks most useful, while wirehouse advisors prefer sales ideas and seminars and regional and independent advisors prefer due diligence meetings
and product training.
Throughout the year, advisors can attend due diligence meetings
to learn more about products, investment platform, advanced marketing topics, hedging strategies and listen to featured speakers.
UK insurer Resolution said yesterday it had held due diligence meetings
with rivals Standard Life and Pearl, but said it had held no talks on proposals and had received no firm offers from the suitors.
In terms of the products and services that DCIO providers make available to financial advisers, due diligence meetings
top the list, with 83% offering this service.