'All global custodian
clients of ISS with exposure to the Taiwanese market can benefit from this new arrangement.'
The letter confirms the staff's position that an advisor "with power to dispose of client funds or securities for any purpose other than authorized trading has access to the client's assets." Therefore, advisors whose clients execute SLOAs with custodians
allowing the advisor to initiate third-party transfers will still be deemed to have custody.
NASAA's recently released enforcement survey reflecting data for 2013, which tracked for the first time fraud related to third-party custodians
of self-directed IRAs, found that securities regulators opened 92 investigations and initiated 13 formal enforcement actions involving third-party custodians
of self-directed IRAs last year.
* The number of end clients served by fee-based financial advisor custodians
will increase to 3.2 million in 2016, up over 50 percent from 2011;
' means an individual or organization that collects, maintains or uses personal health information for the purpose of providing or assisting in the provision of healthcare or treatment or the planning and management of the healthcare system or delivering a government program or service.
Top secret COMSEC accounts will require four Soldiers with a top secret clearance; one to be the primary COMSEC custodian
and the other to be the assistant COMSEC custodian
It is impermissible for an IRA custodian
(versus a self-directed IRA advisor, or other financial "advisor") to offer advice.
When Houston Independent School District took that route, officials decided to hire third-party custodians
for new schools as they're built.
McCarty, who's active in the NEA Healthy Schools Caucus, reports that many custodians
across the country still lack basic training on "environmental issues and responsibilities [and the] leadership skills needed to stand up and say, 'no, that's not right.'"
* HSA trustees or custodians
that do not sponsor high-deductible plans may (not must) request proof or certification that an individual is eligible to contribute.
Write thank-you notes or e-mail messages to the secretaries, custodians
or grounds crew whenever they perform a special task or favor.