The financial services practice enjoys an international reputation, providing legal counsel to several hundred advisers, broker-dealers and
commodity pool operators that sponsor, manage and advise hedge funds, private equity funds, venture capital funds and separately managed accounts.
The CFTC complaint charges the defendants with commodity futures fraud; off-exchange, leveraged or margined retail foreign currency fraud;
commodity pool fraud; and failure to register with the CFTC, as required.
He had previously served as a consultant with Phoenix Global Capital Management and earlier served as chief executive officer, and in other executive positions at the
commodity pool operator and futures trading subsidiary of a major South Korean multinational conglomerate.
On September 9, 2014, the staff of the Commodity Futures Trading Commission ( CFTC ) issued an exemptive letter providing relief to
commodity pool operators ( CPOs ) from having to comply with certain conditions in CFTC Rules 4.
Commodity pool operators and commodity trading advisors dually registered with the SEC and the CFTC are also required to file Form PF.
Each Teucrium Fund ("Fund") is a
commodity pool that will issue shares that may be purchased and sold on the NYSE Arca.
Phillip Milton, Gregory Center, and William Center, who operated a $28 million Ponzi scheme in connection with a
commodity pool.
Effective January 1, 2013, HIRE requires a "foreign financial institution," which includes a bank, broker-dealer, hedge fund or
commodity pool formed under the laws of a non-U.
Acting as a
commodity pool operator for private investment funds organized as
commodity pools that invest in assets in which a bank holding company is permitted to invest.
ETFMG offers a full range of ETF product services to the asset management community including
commodity pool ETPs as well as both active and passive ETF funds.
Mehta has extensive experience representing investment advisers to hedge funds and managed accounts,
commodity pool operators and commodity trading advisors.
She advises on all aspects of implementation of the Dodd-Frank Act and its impact on swap dealers, end-users, futures commission merchants,
commodity pool operators and commodity trading advisors.
