Code of Procedure


Also found in: Acronyms.

Code of procedure

The guide of the National Association of Securities Dealers used to adjudicate complaints filed against NASD members.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Code of Procedure

Rules used by the National Association for Securities Dealers to settle disputes between members. See also: Arbitration, FINRA.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

Code of Procedure

Rules of the National Association of Securities Dealers for settling disputes among members or complaints against NASD members by outsiders.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
References in periodicals archive ?
* An understandable Code of Procedure that concisely explains to businesses and individuals in plain language their rights and obligations and makes available easy to use forms to guide parties through the arbitration process.
The explanation demand was filed as per article No 125 of the Kuwaiti code of procedure after the top court ruling on June 16 which declared the law No.
The ordinance is an amendment to the Criminal Code of Procedure, 1973 and also restricts publishing name, address, photograph, and family details of the public servants.
The case was settled under a German code of procedure that allows prosecutors to drop a case in exchange for a fine provided it does not disturb any degree of guilt.
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