Code of Procedure


Also found in: Acronyms.

Code of procedure

The guide of the National Association of Securities Dealers used to adjudicate complaints filed against NASD members.

Code of Procedure

Rules used by the National Association for Securities Dealers to settle disputes between members. See also: Arbitration, FINRA.

Code of Procedure

Rules of the National Association of Securities Dealers for settling disputes among members or complaints against NASD members by outsiders.
References in periodicals archive ?
The warning comes after the Authority recently slapped a fine of Dh200,000 against a contracting company for violating the instructions and code of procedures without seeking the consent of the Consultant and the RTA.
Dubai: The Roads and Transport Authority (RTA) took stringent measures against a contracting company undertaking one of its projects, including the imposition of a Dh200,000 fine for violating the instructions and code of procedures without seeking the consent of the Consultant and the RTA to do a night-time job.
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