qSpark provides the broker, or clearing firm
, with what's needed to monitor trading, including end-of-day files, consolidated audit trails, archiving and so on.
O'Brien & Associates (RJO), an independent futures brokerage and clearing firm
in the United States, has said that it has appointed William Harrington as managing director, global head of Internal Audit.
Cambridge developed CLIC Advisor in conjunction with eMoney Advisor to offer advisors a fully integrated set of client- focused, digital financial services based on deep integration and bidirectional data between Cambridge's digital workstation and key features advisors seek via fintech providers plus integration with clearing firm
(NYSE: AX) subsidiary Axos Clearing, LLC has closed the acquisition of the parent company of Nebraska, US-based securities clearing firm
COR Clearing LLC, the company said.
By creating the new Clearing Firm
Advisory Committee and Capital Acquisition and Placement Broker Committee, FINRA said it hopes to "gain important feedback from these member-firm segments, including with respect to issues facing small firms whose customer accounts are carried at clearing firms
and small firms engaged in capital-raising activities."
Cognizant (NASDAQ: CTSH) has been selected by global clearing firm
ABN AMRO Clearing (AACB) as its strategic partner to cloud-enable its global IT infrastructure and lay the foundation for digital transformation, the company said.
For example, a clearing firm
commonly charges $1 for postage and handling fees, and the broker-dealer charges between $4 and $7.
This will allow the Bank to remain at the forefront of the evolution in the capital markets and post-trade services, through the leading positions of Newedge, a premier global agency broker and clearing firm
, offering leading, multi- asset brokerage services across a broad range of listed and over-the-counter (OTC) derivatives and securities.
Verma is a former employee of a cargo and clearing firm
When confronted, the advisor falsely claimed his clearing firm
was Goldman Sachs, which had no record of business dealings with him.
Engineers from explosives clearing firm
BACTEC started work this week to search for any undetected devices since German air raids on the city.
Until a few years ago, he explains, no custodian or clearing firm
had services geared to retirement plan advisers; the focus was on wealth managers.