CCO

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CCO

Chief Compliance Officer.

References in periodicals archive ?

10 crucial first steps for the chief compliance officer

In ethics and compliance, financial services ranked low; aerospace and defense ranked high

International Resource News-February 27, 2014--Southern Company names new general counsel, chief compliance officer and executive vice president

Southern Company names new general counsel, chief compliance officer and executive vice president

Damasco and Ohm must complete 30 hours of compliance training, and MPM has agreed to designate someone other than Damasco or Ohm to be its chief compliance officer. MPM, which is based in Holland, Ohio, must retain a compliance consultant for three years.

SEC Slams 3 Advisors for Failing to Fix Shoddy Compliance Programs

Davis, current vice president, deputy general counsel and corporate ethics officer, has been named chief compliance officer.

Health Net Inc

At Sempra Energy in San Diego, which prides itself on its comprehensive corporate governance program, a chief compliance officer oversees not just whistleblowing complaints but the broad training program that includes everything from recognizing antitrust violations to familiarization with the Foreign Corrupt Practices Act.

Accommodating would-be whistleblowers: Sarbanes-Oxley's Section 301 requires companies to establish effective procedures for handling whistleblower complaints. Attorneys, consultants and others talk about just how companies can best do that

M2 EQUITYBITES-February 5, 2019-EMD Serono names new senior vice president, chief compliance officer North America

EMD Serono names new senior vice president, chief compliance officer North America

BANKING AND CREDIT NEWS-January 31, 2019-Yellowstone Capital names new chief compliance officer

Yellowstone Capital names new chief compliance officer

Global Banking News-January 31, 2019-Yellowstone Capital names new chief compliance officer

Yellowstone Capital names new chief compliance officer

M2 PHARMA-July 26, 2016-Lannett Company names new vice president and chief compliance officer

Lannett Company names new vice president and chief compliance officer

ATKINSON, currently executive vice president and general counsel of Assurant Solutions, will assume the role of executive vice president and chief compliance officer.

Assurant Inc

Kane to General Counsel and Chief Compliance Officer, and has appointed him to Z Capital's Management Committee, the company said.