CRD


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CRD

A central database with information on individual brokers, investment advisors, and so forth. The CRD provides information on their backgrounds, education, licensing, and perhaps, most importantly, whether or not clients have complained about them or if they have ever been disciplined by an exchange, the SEC, or a professional organization.

CRD

Central Registration Depository (CRD).

The Central Registration Depository (CRD) is an automated database maintained by NASD.

The database contains records and information about registered securities employees, including employment history, licensing status, the firms that employ them, and any disciplinary actions taken against them.

You can access some of the information about a broker's regulatory background and registration in the database free of charge through NASD's BrokerCheck service at www.nasd.com. You can generally obtain even more extensive information from the CRD through your state's securities regulator.

References in periodicals archive ?
However, Magmatic's CRD only protects the overall impression of the design as represented in the CRD's images, not the type of the product/concept of the Trunki ride-on suitcase.
Glossophaga soricina--Specimens examined: locality 51 (9, CRD 2821-2829); locality 55 (3 CRD 2203-2204, 2507).
A[cedilla] CRDs save their organisations an average of 15% of the cost of outside printing; some could save up to 30% if they operated more efficiently.
CRD manufactured through a Tilby cane separation process can have the surface wax removed during cane processing (Tilby Systems Ltd.
CRD, 755), los alcances de la CRD han pasado por alto la historicidad.
8 CRD LX, and from pounds 24,900 for the Grand Voyager 2.
Most companies reorganized their CRD between 1993 and 1999; however, R&D spending as a percentage of sales for these companies did not exhibit any clear trends during this period.
Unlike typical existing mixers, the CRD mixer does not rely mostly on shear flow whereby the plastic receives only one high-stress exposure.
Total gross receipts from crops for a ten-year period from 1984-1993 are presented for each CRD in Table 2.
To allay those concerns, the NASD's releases an edited version of brokers' and firms' CRD records on an 800 telephone service.
Ron Driedger, director of Municipal Waste Reduction for the British Columbia Ministry of the Environment, says that targets had been set for CRD to have primary treatment plants operating by 2002, and secondary treatment by 2008.