The Finra notice was reported earlier today by newsletter
Asset-Backed Alert, which had previously said Lee was among a slew of Wall Street securitised-debt traders put on leave by their employers or otherwise absent after the US criminally charged a former Jefferies Group trader with misconduct.
1) "FDIC Begins Auctioning Trups CDOs,"
Asset-Backed Alert, July 2014, p.
com)--
Asset-Backed Alert, an industry newsletter, reported on changes in Goldman Sachs's CLO trading division in its May 14 issue.
According to trade publication
Asset-Backed Alert, Issuance of asset-backed securities stands at nearly USD80bn this year, down from USD126bn at this time last year, the report said.
Asset-Backed Alert reports a similar story for mortgage-backed and asset-backed issues, which represent pools of auto loans, credit-card receivables and the like.
Trustee rankings for Collateralized Debt Obligations (CDO) and Asset-Backed Securities (ABS) for first quarter of 2002, as recognized by
Asset-Backed Alert (www.
Recently the group was ranked sixth and seventh in Thomson Financial's issuer and underwriter counsel categories for mortgage backed securities and eleventh and twelfth for issuer and underwriters counsel for asset backed securities by
Asset-Backed Alert.
