Alberta Securities Commission


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Alberta Securities Commission

An organization in Canada that regulates the trade of securities in Alberta. Along with the British Columbia Securities Commission, it regulates the TSX Venture Exchange. Commission members are appointed by the Lieutenant Governor of Alberta with the advice and consent of the executive council.
References in periodicals archive ?
The Ontario Securities Commission (OSC), the Toronto Stock Exchange and the Alberta Securities Commission (ASC) are looking into charges of breaches of continuous disclosure requirements or insider trading provisions.
Until TransAlta chooses, or is compelled, to disentangle the Brookfield Transaction from the election of directors and provide the information shareholders need to make an informed decision, we intend to withhold our votes for the three members of the Special Committee who unanimously recommended this coercive transaction." Mangrove has applied for a joint hearing with the Alberta Securities Commission and the Ontario Securities Commission in relation to 2019 ASM and the Brookfield Transaction.
The CFTC thanks the staff of the Alberta Securities Commission for their cooperation and assistance in this matter.
10 October 2013 a[euro]" Norwegian oil and gas explorer Spike Exploration Holding AS said today it had received the approval of the Alberta Securities Commission to buy the 28.14% stake in Bridge Energy ASA (OSL:BRIDGE) held by the Province of Alberta.
At the same time, the agency believes coal mine operating risk has become more uncertain after the December 8, 2011 allegation of the Alberta Securities Commission (ASC) against three Grande Cache Coal's senior executives of insider trading.
Husky Energy Inc (TSX: HSE), a Canada-based integrated energy and energy-related company, has filed a debt shelf prospectus with the Alberta Securities Commission and the US Securities and Exchange Commission, effective February 27, 2009.
Franchisors are no longer required or permitted to file any documents with the Alberta Securities Commission (the Commission).
The prospectus supplements relating to the Offering (together with the Base Shelf Prospectus and the Registration Statement, the 'Offering Documents') have been filed with the Alberta Securities Commission in Canada, and with the SEC in the United States.
TransAlta Corporation (TAC) announced that Mangrove Partners has made application to the Alberta Securities Commission and Ontario Securities Commission.
On March 29, 2018, the Company disseminated a News Release disclosing that it had voluntarily applied to the Alberta Securities Commission (the ASC) for a MCTO as it was not able to complete and file its audited financial statements, CEO and CFO certifications, and management discussion & analysis (the Annual Filings) for the year ended December 31, 2017 by the filing deadline of March 31, 2018.
* the Alberta Securities Commission (ASC) no longer has jurisdiction over franchising matters;
The Company has applied to the Alberta Securities Commission for a management cease trade order (the "MCTO") against the Company's Chief Executive Officer and Chief Financial Officer.

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