Advisory letter

Advisory letter

A newsletter offering financial advice to its readers.

Advisory Letter

A newsletter offering financial advice to readers or subscribers. An advisory letter may be broad by discussing macroeconomic trends, or it may offer specific advice on particular sectors of certain markets. If an advisory letter offers advice on specific securities, the author(s) are normally registered investment advisors with the SEC, and investors should exercise caution if they are not.
References in periodicals archive ?
Pinsky, D-Prince George's and lead sponsor of the bill, did little to resolve the issue, telling the Senate that the General Assembly's own counsel issued an advisory letter declaring the bill "not clearly unconstitutional" while raising a number "constitutional issues.
Lt Col Adel Al Joker, head of investigation at Dubai Police's Criminal Investigation Department (CID), told Gulf News that concerns expressed in an advisory letter issued by a school at the end of January claiming that a stranger approached two students are unfounded.
The unnamed charity in the new advisory letter agreed to limit that risk by stating that, even though the charity would strive to help people with metastatic cancer, it would interpret that term as broadly as possible, and not try to define the use of disease funds by referring to specific symptoms, types of drug treatment, or other terms that could narrow the definition.
The police has also issued an advisory letter to the administration of Madaris regarding security.
However, currently, sponsors may make some changes to a pre-approved volume submitter plan, then file a Form 5307 and obtain an advisory letter that the plan complies in form.
The Risk Alert provides an outline of 'how' OCIE is going to assess cybersecurity preparedness in the securities industry, and how it will obtain information about the industry's recent experiences with certain types of cyber threats," according to the advisory letter from ReedSmith.
The California State Board of Equalization (SBE) issued an advisory letter describing how mobile home parks should be assessed following transfers of individual interests in resident-owned mobile home parks.
If you don't have a policy, you will receive an advisory letter and a fine.
This came after the recall of the Riata leads in December 2011, and an advisory letter about its QuickSite and QuickFlex leads St.
Contractors commonly require potential new hires who were government officials to obtain an advisory letter from an agency ethics official on any private employment limitations.
All preapproved plans: For all preapproved plans, the IRS modified the revenue procedure to (1) clarify the types of employer modifications and amendments to a plan that will not cause the plan to fail to be identical to an approved M&P or VS plan; (2) provide that an employer or sponsor may adopt interim or discretionary amendments for which the remedial amendment cycle ends later than the remedial amendment cycle to which the opinion or advisory letter applies; and (3) provide that an employer may adopt model or sample amendments that the IRS has indicated will not cause the plan to be treated as an individually designed plan.
com/" target="_blank">Silver Investment</a> ] market," says Dennis Gartman of the eponymous $5,000-per-year advisory letter, also quoted by the <em>Wall Street Journal</em>.

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