Form 3(redirected from 3 Forms)
A form required by the SEC and the stock exchange from all holders of 10% or more of a company's stock and all directors and officers, which details securities owned.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.
A form that an individual or company must file with the SEC after buying 10% or more of shares outstanding in a publicly-traded company or when an insider (one in possession of nonpublic knowledge) becomes affiliated with a company's operations. Form 3 exists to help prevent insider trading and monopolization.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
An SEC form that directors, officers, and holders of 10% or more of a firm's stock are required to file. This form requires disclosure of all shares and all securities convertible into shares that are directly or beneficially owned by these people.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.