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The New Shares have not been and will not be registered under the 1933 Act or any U.S.
The securities have not been and will not be registered under the United States Securities Act of 1933, as amended (the "1933 Act") or any state securities laws and may not be offered or sold within the United States or to, or for account or benefit of, U.S.
Investor Eligibility: Shares of common stock are offered solely to investors that are "accredited investors" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the "1933 Act").
The securities have not been and will not be registered under the United States Securities Act of 1933, as amended (the "1933 Act"), or any state securities laws and may not be offered or sold in the United States unless registered under the 1933 Act and any applicable securities laws of any state of the United States or an applicable exemption from the registration requirements is available.
First, did SLUSA strip state courts of jurisdiction over class actions alleging violations of only the Securities Act of 1933 (1933 Act), 48 Stat.
(8) By the time Congress passed the federal Securities Act of 1933 (the 1933 Act), forty-seven of the forty-eight states as well as the then-territory of Hawaii had adopted blue sky laws.
Not all milk dealers signed the new the government-enforced classified pricing agreements, authorized in the 1933 act. So, the Federation pushed Congress to pass the Agricultural Marketing
SCOTUS tackles when a statement of opinion is actionable under the 1933 Act
FURTHER READING: Truth may be a subjective matter in Supreme Court case Omnicare: The other securities case directors and officers should be worried about SCOTUS tackles when a statement of opinion is actionable under the 1933 Act
The SEC adopted Regulation S to provide a "safe harbor" exemption from registration under the 1933 act for offerings and sales of securities occurring outside the United States.
The 1933 Act prohibited any offering or public sale of a security unless it was registered with the SEC or satisfied one of the statutory exemptions to the registration requirements.
In the wake of the Great Depression, Congress enacted the Securities Act of 1933 (1933 Act) and the Securities Exchange Act of 1934 (1934 Act).