surveillance department

Surveillance Department

A department on an exchange charged with enforcing the rules of the exchange as well as applicable regulations and ethics. It monitors trading on a daily basis in order to accomplish this.

surveillance department

The division of a securities exchange charged with ensuring that individuals associated with the exchange operate in an ethical manner and according to established regulations.
References in periodicals archive ?
Speaking in Kaduna during it's Special Day at the 39th Kaduna International Trade Fair, the MD, who was represented by the Director Insurance and Surveillance Department, Alhaji Mohammed Umar, said that unlike other currencies issued by CBN, there is no digital currency guaranteed by the apex bank since it is not a legal tender.
The SECP also took some key measures recently, such as clipping the wings of the Surveillance Department established by Mr Hijazi and former commissioner of the Securities Market Division (SMD), Akif Saeed.
In her closing argument in the Fortress 2 case trial Monday, special prosecutor Lence Risteska called for a maximum imprisonment sentence for the former head of the Interior Ministry's communication surveillance department, Goran Grujevski, Nova Makedonija reports.
I leaked the "bombs" because the people deserve to know the truth, says Gjorgi Lazarevski, former head of the Interior Ministry's communications surveillance department.
With regards to recent defaults of a few brokerage houses, the SECP chairman said there is a compliance surveillance department at the SECP to monitor trading at stock exchange, check insider trading and market manipulation.
The transaction was conditional upon the receipt of regulatory approvals from the Financial Surveillance Department of the South African Reserve Bank, the UK Financial Conduct Authority and/or the Gibraltar Financial Services Commission, respectively.
Qatar Stock Exchange (QSE) yesterday concluded a three-day workshop on anti-money laundering/combating the financing of terrorism (AML/CFT), which was organised by its surveillance department, in collaboration with the Qatar Finance and Business Academy.
Tenders are invited for annual servicing and maintenance contract for 02 years of Binocular & Monocular Microscope of Central Malaria Laboratory of Surveillance Department on Item rate Basis
Hilal bin Saud Al Ismaili, director of the Regulation and Market Surveillance Department, advised people to report any instance of overcharging to PACP by calling +968 800 77997 .
The Sanitary and Epidemiological Surveillance Department workers have examined children aged 7-12 after the mass deworming, the press service of the Health Authority said.
Ha Le, deputy director of Vietnam's fisheries resources surveillance department, said China began removing the rig and escorting vessels Tuesday night, and by 8 a.
A casino spokesman said: "Crown's surveillance department recently reported concerns over a sophisticated betting scam.

Full browser ?