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shelf offering |
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Shelf Offering An SEC provision allowing an issuer to register a new issue security without selling the entire issue at once. Notes: The issuer can sell portions of the issue over a two-year period without re-registering the security or incurring penalties.Shelf offering Offering of registered securities covered by a prospectus whose distribution is not underwritten on a firm commitment basis. The shares may be sold in one block or in small amounts from time to time in agency or principal transactions. See: Rule 415.
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