We have the tools at our disposal to improve retail investor
protection and we will move in that direction.
The new FINRA rule requires that a firm selling a corporate or agency bond to a retail investor
disclose the markup from the prevailing market price if it bought the bond from another party that same day.
The retail investor
portion was subscribed only 44.
Nomura are delighted to leverage our expertise with the Japanese retail investor
base to facilitate investment in this worthwhile cause and look forward to future involvement in the programme,' said Spencer Dove, managing director, DCM SSA at Nomura International plc.
To help reduce the risk of retail investor
, SGX has been holding investor education seminars with about 85,000 attendees in fiscal year 2014, more than twice the number of attendees in the previous fiscal year at 32,000.
A 40% allocation is good enough to meet the entire retail investor
demand," said a merchant banker involved with the issue.
So what does a retail investor
do in such a situation?
The airline was looking to raise USD226m from the IPO and had issued a retail investor
price of MYR1.
The transaction was executed in tandem with a private retail investor
group that purchased the asset's 84,000 s/f ground-floor retail area, including the building's fourth floor office space.
purchases increased significantly as a percentage of the total par amount sold each week.
Pearson takes her show far beyond the institutional investor conference circuit, seizing opportunities to tell the company's story at conferences put on by the National Association of Investment Clubs (NAIC) and in other retail investor
Watanabe" is a term often used in financial media to represent the typical Japanese retail investor
who trades in FX.