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Restricted |
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Restricted Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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Restricted Security Restricted stock Restricted Stock Award Restricted Stock Grant Restricted Stock Unit Restricted stock units restricted surplus restrictedness restriction restrictive covenant Restrictive covenants Restrictive Endorsement Restructuring restructuring charge resulting trust |
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