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Registered representative |
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Registered representative A person registered with the CFTC who is employed by and solicits business for a commission house or futures commission merchant.
Registered representative. Registered representatives are licensed to act on investors' orders to buy and sell and to provide advice relevant to portfolio transactions. They may be paid a salary, a commission, usually a percentage of the market price of the investments their clients buy and sell, or by annual fee figured as a percentage of the value of a client's account. Registered reps work for a broker-dealer that belongs to the exchange or operates in the market where the trades are handled. The reps must pass a series of exams administered by NASD to qualify for their licenses and are subject to NASD oversight. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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