registered investment company


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Related to registered investment company: Form N-2, Investment Company Act of 1940

Registered investment company

An investment firm which is registered with the SEC and complies with certain stated legal requirements.

Registered Investment Company

A mutual fund or other investment company that is registered with the SEC. Registered investment companies are required to report their policies and financial conditions, much like a publicly-traded company. Most investment companies in the United States must register with the SEC; they are regulated by the Investment Company Act of 1940.

registered investment company

An investment company that is registered with the SEC and meets the requirements of the Investment Company Act of 1940 with respect to income distribution, fee structure, and diversification of assets.
References in periodicals archive ?
The Fund would then be de-registered as a registered investment company, dissolved, and its shares delisted from the New York Stock Exchange.
As part of the exemptive relief, a registered investment company must agree to certain terms and conditions before investing in a First Trust ETF in excess of the 1940 Act limitations.
The Plan is intended to accomplish the complete liquidation and termination of the Company as both a registered investment company and a Maryland corporation, in accordance with its investment objectives.
NEW YORK -- The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today that it had completed the repurchase of shares of its common stock in connection with the semi-annual repurchase offer that expired on December 15, 2006.
The Fund pursues its objective by investing in Dividend Income Portfolio (the "Portfolio"), a registered investment company managed by Boston Management and Research, a subsidiary of Eaton Vance Management.
The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today that its third semi-annual repurchase offer will be conducted from November 22, 2006 to December 15, 2006.
NEW YORK -- The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced on November 8, 2006 that its Board of Trustees had determined that the Fund will offer to repurchase up to 5% of the Fund's outstanding securities in the Fund's third semi-annual repurchase offer.
NEW YORK -- The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today the expansion of the Fund's investment strategy to allow for investment in Taiwan-based or Taiwan-related companies listed on exchanges other than the Taiwan Stock Exchange.
NEW YORK -- The Taiwan Greater China Fund (NYSE: TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today that its Board of Trustees has determined that the Fund will offer to repurchase up to 5% of the Fund's outstanding securities in the Fund's third semi-annual repurchase offer.

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