registered exchange

Registered Exchange

A securities exchange with sufficient trading volume and other activity to require registration with the SEC. Most exchanges about which one hears in the news are registered exchanges. A prominent example is the New York Stock Exchange.

registered exchange

A securities exchange that has filed, and has had accepted, a registration statement with the SEC. All the larger securities exchanges in the United States are registered with the SEC, as required by the Securities Exchange Act of 1934. Compare unregistered exchange.
References in periodicals archive ?
While the displayed top of book interest is not a protected quotation and will not be disseminated through a National Market System Plan Securities Information Process (SIP), IEX has previously announced its plans to become a registered exchange.
NZX (NZSX: NZX) operates New Zealand's sole registered exchange.
50% Senior Secured Notes due 2017 (the "New Notes") for a like principal amount of new registered exchange notes due 2017.
The additional 2021 Notes will have the same terms and be treated as the same class as the outstanding 2021 Notes, except that the additional 2021 Notes will be subject to transfer restrictions until the Company consummates a registered exchange offer for the additional 2021 Notes or they are sold pursuant to an effective resale shelf registration statement.
LEWISVILLE, Texas -- Nationstar Mortgage LLC and Nationstar Capital Corporation (together, the "Company"), a leading residential mortgage loan servicer, today announced the final results of their registered exchange offer (the "Exchange Offer") for all of their outstanding $35,000,000 aggregate principal amount of 10.
ArcaEx is a facility of and regulated by the Pacific Exchange, a registered exchange.
NYSE: KW), has commenced a registered exchange offer for its outstanding 8.
has commenced a registered exchange offer for the $300 million aggregate principal amount of outstanding 7.
IASIS Healthcare[R] LLC ("IASIS"), with its wholly owned subsidiary IASIS Capital Corporation (together the "Issuers"), today announced the final results of their registered exchange offer (the "Exchange Offer") for all of their outstanding 8.
the "Company" or "Kindred") (NYSE: KND) today announced the final results of its registered exchange offer (the "Exchange Offer") for all of its outstanding 8.
Alphabet"), announced today that it has completed its registered exchange offer to exchange up to $450,000,000 aggregate principal amount of its 7.

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