LEGAL

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LEGAL

A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals.

LEGAL

A New York Stock Exchange data bank of enforcement actions, investor complaints, and member audits.

legal

References in periodicals archive ?
Management highly specialized knowledge through the exchange of best practices Supporting the Electoral Tribunal in its corporate strategy for exchanging best international, national and own practices on access to justice and promotion of the culture of legality, particularly in around transparency and electoral judicial ethics, and with emphasis on indigenous peoples and communities.
legality of procedures before taking the afore-mentioned decision.
During the meeting, Akherbach, who described the situation in Libya as "tragic", expressed Morocco's refusal of a foreign intervention in Libya and called for resorting to international legality to settle this crisis.
Both are free and "teach you everything you need to know about silencers, from benefits to legality, and functionality to history.
7) However, it is one thing for a series of principles to be legally enforced and another thing for a professor of law to rope them together into a unified theory of what legality means.
Short accused former Attorney General Peter Goldsmith of not telling the cabinet of his doubts about the legality of war, nor that senior Foreign Office lawyers believed it would be illegal without a second U.
Sir Jeremy told the panel a day later that while "there was a failure to establish legitimacy," we "successfully established legality in the Security Council for our actions in March, 2003".
13 /PRNewswire/ -- A ruling by Ingham County Circuit Court Judge Paula Manderfield today validates the legality of Blue Cross Blue Shield of Michigan's business relationship and financial dealings with its Accident Fund Insurance Corporation of America subsidiary.
South Tyneside Council suspended the issuing of penalty charge notices for all 45 of its loading bays in June after their legality was challenged.
In that light Chief Justice McLachlin has given us a viable definition of terrorism, namely, the separation of things that belong together, for the separation of legality from morality is simply a more sophisticated definition of Terror than the crude separation of heads from bodies.
BRISTOL, England, February 29 /PRNewswire/ -- In the week that the Immigration, Asylum and Nationality Act 2006 comes in to force, a new survey highlights that business owners are currently putting themselves at risk of fines and legal action as they are not doing enough to verify the legality of their employees.
I HAVE long wondered about the validity and, indeed, the legality of preventing law abiding motorists from driving at up to the speed limit.