LEGAL

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LEGAL

A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals.

LEGAL

A New York Stock Exchange data bank of enforcement actions, investor complaints, and member audits.

legal

References in classic literature ?
I hold that, in contemplation of universal law and of the Constitution, the Union of these States is perpetual.
I shall confine myself to a cursory review of the remaining powers comprehended under this third description, to wit: to regulate commerce among the several States and the Indian tribes; to coin money, regulate the value thereof, and of foreign coin; to provide for the punishment of counterfeiting the current coin and secureties of the United States; to fix the standard of weights and measures; to establish a uniform rule of naturalization, and uniform laws of bankruptcy, to prescribe the manner in which the public acts, records, and judicial proceedings of each State shall be proved, and the effect they shall have in other States; and to establish post offices and post roads.
For every one the want is bad," said the grey Sayer of the Law.
Now these are the Laws of the Jungle, and many and mighty are they; But the head and the hoof of the Law and the haunch and the hump is--Obey!
The Senators and Representatives shall receive a Compensation for their Services, to be ascertained by Law, and paid out of the Treasury of the United States.
It was not however found easy to embody the readily admitted principle that property should make law for property, and persons for persons; since persons and property mixed themselves in every transaction.
I knew it was against the Law, but I wanted to save Unc Nunkie and I was afraid if I asked your consent to pick it you would refuse me.
He quoted Spencer and Malthus, and enunciated the biological law of development.
said the Magistrate - "You who go in for the abolition of law.
It respects space and time, climate, want, sleep, the law of polarity, growth and death.
This law would need to be supplemented by some account of the influence of frequency, and so on; but it seems to contain the essential characteristic of mnemic phenomena, without admixture of anything hypothetical.
Idiotic propositions of a parallel nature have been freely offered for my acceptance, and I have been called upon to admit that I would give Poor Law relief to anybody, anywhere, anyhow.