Printer Friendly
Dictionary, Encyclopedia and Thesaurus - The Free Dictionary
3,899,280,373 visitors served.
forum Join the Word of the Day Mailing List For webmasters
?
Dictionary/
thesaurus
Medical
dictionary
Legal
dictionary
Financial
dictionary
Acronyms
 
Idioms
Encyclopedia
Wikipedia
encyclopedia
?

Investment Letter

   Also found in: Dictionary/thesaurus, Encyclopedia, Wikipedia 0.01 sec.
Investment letter
A letter of intent between the issuer of new securities and the buyer, in the private placement of these new securities. The letter of intent establishes that the securities are being bought for a minimum time period and are treated as an investment, not for resale. If no such letter exists, the securities must be registered with Securities and Exchange Commission.

Investment Letter
A document that the buyer of a restricted security must file with the SEC. The investment letter states that the security is exempt from registration with SEC because the buyer does not intend to sell the security for at least two years. The investment letter helps ensure that all private placement offerings comply with applicable law, especially those concerning insider trading. If the buyer does not offer an investment letter, then he/she must register the restricted security. See also: Private placement.

investment letter
A letter from the buyer of a private placement stating that the securities are for investment purposes and not for resale within two years. An investment letter is supposed to assure the SEC that the issue is not the first stage of a regular public offering subject to normal registration requirements. See also restricted security.


Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.
?Page tools
Printer friendly
Cite / link
Feedback
Add definition
Mentioned in?  References in periodicals archive?   Financial browser?   Full browser?
No references found
 
There are reasons for this, of course, including the fact that many investment letters can "go anywhere" to ideas, where many mutual funds are constrained by investment critieria, such as all large cap stocks.
Gross writes in his most recent investment letter, things have changed and it is apparent that there is massive over capacity in the U.
Just who makes this good/bad determination anyway, the Wall Street institutions, the media, investment letter writers?
 
 
Investment grade
Investment grade
Investment grade
Investment grade
Investment grade
Investment grade bond
Investment Grade Bonds
Investment Grade Debt
Investment Grade Rating
Investment Grade Value Stock Index
Investment Grade Wine
investment grant
Investment history
Investment Holding Company
Investment horizon
Investment House Association of the Philippines
Investment House of Canada
Investment in Contract
Investment in Excellence
Investment in Japan Information Center
Investment income
Investment income
Investment Incomes
Investment Incomes
Investment Industry Association of Canada
Investment Industry Development Association of Iran
Investment Industry Regulatory Organization of Canada
Investment Information & Credit Rating Agency Limited
Investment Interest
Investment Intermediaries Act
Investment Letter
Investment Letters
Investment Letters
Investment Letters
investment life cycle
Investment Linked Life Annuity
Investment management
Investment management
Investment management
Investment Management Advanced Knowledge System
Investment Management Agreement
Investment Management and Real Estate
Investment Management Association
Investment Management Association of South Africa
Investment Management Certificate
Investment Management Committee
Investment Management Consultants
Investment Management Consultants Association
Investment Management Fee
Investment Management Group
Investment Management Institution
Investment Management Partner GmbH
Investment Management Regulatory Organisation
Investment Management Research Unit
Investment manager
Investment manager
Investment manager
Investment manager
Investment manager
Investment managers
Investment New Zealand
 
Financial Dictionary
?

Terms of Use | Privacy policy | Feedback | Advertise with Us | Copyright © 2012 Farlex, Inc.
Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.