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investment adviser

   Also found in: Dictionary/thesaurus, Wikipedia 0.01 sec.
Investment adviser
A person or an organization that makes the day-to-day decisions regarding a portfolio's investments. Also called a portfolio manager.
investment adviser
A person who offers professional investment advice. Investment advisers are required to register with the SEC.
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However, such expansion has increased the possibility of running afoul of the investment adviser rules.
Tax advice or investment advice: where is the line? by Fohn, Dick / The Tax Adviser
04, page 32), the investment adviser profession has thus far avoided accusations of widespread fraudulent practices and the legislative scrutiny that ensues.
How to prevent investment adviser fraud by Carroll, Brian / Journal of Accountancy
The policy includes investment adviser professional liability; mutual-fund management and professional liability; excess independent director liability; directors, officers and corporate liability; employment practices liability; and fiduciary liability.
Kemper Offers Coverage To Investment Advisers by Best's Review
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