immediate family


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Immediate family

Term used in the NASD rules of fair practice to refer to one's parents, brothers, sisters, children, relatives supported financially, father-in-law, mother-in-law, sister-in-law, and brother-in-law.

Immediate Family

Close blood relatives, in-laws, and every person one supports financially. FINRA prohibits providing broker-dealer services to members of one's immediate family. In life insurance, the beneficiary of the death benefit is almost always a member of one's immediate family.

immediate family

Close relatives by birth or marriage including siblings, parents, children, in-laws, and any financial dependents. The National Association of Securities Dealers restricts financial transactions between a broker-dealer and his or her immediate family.
References in periodicals archive ?
section] 1001 by falsely understating the amount of shares owned by both his immediate family and the group in submissions he made to Federal Reserve staff in December 1997, April 1998, and August 1998.
The 1976 Act set out the immediate family who can sue as a surviving spouse, opposite-sex cohabitee, parent or child.
Are you aware of an act of domestic violence committed by a member of your immediate family against anyone?
She tells of one 77-year-old man, who lived alone and had no immediate family.
Lair has included recipes that are innovative and fresh enough to entice longtime vegans and vegetarians to enjoy this book, and she also made sure to include vegan versions of the old standbys for those stubborn meat-eaters in your immediate family and beyond.
Now, if I weren't nervous enough, you have to add the fact that the camp experience is not a strong tradition in my immediate family.
A financial relationship of a physician (or immediate family member) is defined in the statute as "an ownership or investment interest in the entity" or "a compensation arrangement.
Brooks plans to sell the shares to immediate family members in a private transaction as part of the estate planning process.
The Employee Assistance Program (EAP) is designed to provide short to medium term assistance to employees and immediate family members experiencing difficulties.
Only immediate family members of inmates are accommodated in the NBP on Friday.
The study showed that mums are central to children's lives - 96% named their mother when asked to say who was in their immediate family, but 26% said they did not count their father as immediate family.
NE in four children do not regard their athers as part of their immediate family, ccording to a survey published today.

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