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excessive trading

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excessive trading
The act of churning.
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BOSTON - Executives at Putnam Investments did not regard improper trading by several portfolio managers as serious misconduct and were slow to stop excessive trading by a handful of outside investors, according to an internal investigation of Putnam's trading practices.
BRIEFCASE SUPERIOR TO DOLE OUT QUARTERLY CASH by Daily News (Los Angeles, CA)
Churning involves excessive trading in an account by a broker to generate fees or commissions at the expense of the investor.
Another scandal on Wall Street: how protected is your account? by Mack, Gracian / Black Enterprise
These measures include establishment and enforcement of limitations on trading frequency, implementation of programs designed to monitor and detect excessive trading, and institution of fair-valuation procedures to eliminate international arbitrage opportunities.
The Hartford Announces Settlement with Attorneys General of New York, ... by Business Wire
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