Printer Friendly
Dictionary, Encyclopedia and Thesaurus - The Free Dictionary
3,898,226,028 visitors served.
forum Join the Word of the Day Mailing List For webmasters
?
Dictionary/
thesaurus
Medical
dictionary
Legal
dictionary
Financial
dictionary
Acronyms
 
Idioms
Encyclopedia
Wikipedia
encyclopedia
?

Affirmative Obligations

    0.01 sec.
Affirmative Obligation
Financial Industry Regulatory Authority requirements on NASDAQ market makers. Affirmative obligations include but are not limited to ensuring a two-sided market always exists, reporting price and trading volume within 90 seconds of each transaction, and participating in the Small Order Execution System. It should not be confused with an affirmative covenant.

affirmative obligations
Requirements imposed by the National Association of Securities Dealers on Nasdaq market makers who must meet certain standards, including timely reporting of price and volume data, participating in the Small Order Execution System, making a two-sided market on a continuous basis, and quoting firm prices.


Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.
?Page tools
Printer friendly
Cite / link
Feedback
Add definition
Mentioned in?  References in periodicals archive?   Financial browser?   Full browser?
 
Does the relief impose any affirmative obligations above and beyond the school district's obligations under IDEA?
Professor Ray couches his arguments in the context of the growing number of socioeconomic rights in new constitutions that impose affirmative obligations on the governments enforceable by the courts.
Looking Beyond The statement imposes affirmative obligations upon the auditor to go beyond the information provided by the entity, and to seek out additional information that may lead to the discovery of misrepresentation or fraud.
 
 
 
Financial Dictionary
?

Terms of Use | Privacy policy | Feedback | Advertise with Us | Copyright © 2012 Farlex, Inc.
Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.