Financial

Constructive Sale Rule

Constructive Sale Rule

A section of the Internal Revenue Code clarifying the transactions that are subject to capital gains taxation. Basically, any transaction that essentially offsets a previously held position is subject to the tax, even if it is not a straight sale of a security. An example of a transaction that falls under the Constructive Sale Rule is a short sale against the box. It is formally called Section 1259.
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References in periodicals archive
The real advantage of using mark-to-market accounting is that traders can claim losses as ordinary losses, and can be freed from concerns about the wash sale rule, constructive sale rule and straddles.
1259(c)(3), the constructive sale rule does not apply to certain short-term hedges.
The constructive sale rules are designed to prevent a taxpayer from entering into long-term hedging transactions that would defer gain indefinitely while substantially reducing or eliminating the risk of loss.
In his 2001 article Frictions as a Constraint on Tax Planning, Dean Schizer notes how taxpayers can approximate a short sale against the box, but still avoid the constructive sale rules, with an equity collar.
For purposes of the constructive sale rules, any potential constructive sale transaction during the tax year will be disregarded if:
The constructive sale rules do not apply to sales that close within 30 days after the end of the tax year, if the taxpayer holds the appreciated financial position throughout the 60-day period beginning on the date the transaction is closed, and his risk of loss is not reduced at any time during the 60-day period (as described in Sec.
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