issued 5 million shares of unregistered stock
during a period in 1997 when it again was a "shell corporation" with little or no assets.
In addition to auction-rate securities, other assets currently traded through the RSTN include unregistered stock
, warrants, convertible securities, 144A equity and private company securities.
Parnell caused Ammonia Hold to report that $160,000 of the $660,000 paid for the unregistered stock
was actually revenue from a licensing agreement with a subsidiary of a Swiss bank.
NEW YORK -- What happens when billions of shares of unregistered stock
become saleable into the public market all on the same day?
POLITICS - not the sale of illegal sale of unregistered stock
- spawned the latest round of sanctions imposed by Arkansas Securities Commissioner Mac Dodson against the group pushing to build casinos and legalize other forms of gambling, says its attorney.
The stock will be 144 unregistered stock
, and when COG completes its registration process with the SEC, the company's transfer agent will send out the registered stock certificates.
In addition to the company's selling of unregistered stock
, another reason the Securities Department sought to stop the company's stock trading was because promotional materials from the group didn't disclose possible risks.
in exchange for unregistered stock
of Nimbus Group.
The unregistered stock
certificates and warrants of Novolytic have been distributed either directly from Novolytic transfer agent or through PCIT shareholders' brokerage firms if PCIT shares are held in street name with their brokers.
Manuel Asensio claims that Research Frontiers is engaged in the sale of unregistered stock
in connection with an investment by London-based money management firm, Ailouros Ltd.
NASDAQ:BTGC) today announced that it has completed the acquisition of Myelos Corporation, announced on February 22, 2001, for $35 million in a combination of $14 million in cash and $21 million in unregistered stock
Gruverman's purchase of such unregistered stock
was made at a per price share of $.