Unregistered Exchange

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An exchange that is not required to register with the SEC or submit to most of its requirements. Unregistered exchanges are very small and trade predominantly or exclusively in local issues. An unregistered exchange should not be confused with unregistered stock.

unregistered exchange

A securities exchange that has been exempted from registration by the SEC. Unregistered exchanges are generally quite small and trade local issues in moderate volume. The Honolulu Stock Exchange is unregistered. Compare registered exchange.

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Registered Exchange			APCOA/Standard Parking") announced today that it has completed an unregistered exchange offer with holders of its outstanding 9 1/4% Senior Subordinated Notes due 2008 ("9 1/4% Notes"). APCOA/Standard Parking Completes Exchange Offer and Recapitalization by Business Wire			Unload Unloading Unmanaged Portfolio Unmargined account Unmatched Book Unmerchantable Unofficial Service Charge Unpaid Balance Unpaid Dividend Unparted Bullion Unpeg Unperfected Lien Unpriced Unprofitable Unqualified Mail Unqualified Opinion Unquoted Company Unquoted Security Unrealized Appreciation Unrealized capital gain/loss unrealized gain Unrealized Loss unrecognized gain Unrecorded Deed unrecorded deeds Unregistered Exchange Unregistered Security Unrelated Business Income Unrelated Business Tax Income Unrelated Person Unrestricted Letter of Credit Unrestricted Net Assets Unsatisfied Judgment Fund Unscheduled Property Floater Unseasoned Issue Unsecured Bond Unsecured Creditor unsecured creditors Unsecured Debt Unsecured Liability unsecured loan Unsecured Loan Stock Unsettled Transaction Unskilled Work Unskilled Worker Unsold Unsponsored American Depositary Receipt Unsponsored American Depository Receipt Unstable Transition unstated interest Unstated Interest Paid			unreflective unreflective unreflectively unreflectively unreformable unreformable Unreformation unreformed unrefreshed unrefreshed unrefutability unrefutable unrefuted unregarded unregardful unregenerable unregenerable unregeneracies unregeneracies unregeneracy unregeneracy unregenerate unregenerate unregenerated unregenerated unregenerately unregenerately Unregeneration unregistered Unregistered Dual In-Line Memory Module Unregistered Exchange Unregistered Exchanges Unregistered Investment Fund Manager Unregistered Securities unregistered security Unregistered Stock Unregistered Stocks Unregistration Confirm Unregistration Request unregretful unregretful unregretted unregretting unregretting unregular unregularity unregulated unregulated Unregulated Collective Investment Scheme Unregulated Contaminant Monitoring Rule Unregulated Heating Oil Tank Unregulated market Unregulated market Unregulated Terms of Service unrehearsed unrehearsed Unreimbursed Medical Spending Account Unreimbursed Partnership Expenses Unrein unreined

Financial Dictionary

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