Securities & Exchange Commission

(redirected from U.S. SEC)

Securities & Exchange Commission (SEC)

A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets.

Securities & Exchange Commission

An agency of the U.S. Government that serves at the primary regulator of the securities trade. It attempts to ensure that all trades are fair, and that no price manipulation or insider trading occurs. Additionally, the SEC promotes full disclosure and monitors mergers and acquisitions to ensure continued competitiveness. It works with several self-regulatory organizations, notably FINRA, to enforce its regulations. Most securities offered through interstate commerce must be registered with the SEC.

The SEC was created in 1934 as part of the New Deal to prevent excessive speculation. It is overseen by five commissioners, who are appointed by the President of the United States upon confirmation by the Senate. No more than three commissioners may belong to the same political party.
References in periodicals archive ?
LEUVEN, Belgium -- ICOS Vision Systems Corporation NV (NASDAQ and Euronext: IVIS), a world leader in vision solutions, announced today its intent to voluntarily delist its common shares from the NASDAQ Global Market and terminate its U.
Pursuant to this notice, the Company intends to file a further notice with the U.
In conjunction with the federal criminal charges, the U.
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Roger Aston, Director for Strategy, is available in its entirety in an 8K filing with the U.
Additional information concerning these factors is contained from time to time in the Company's U.