Transfer Procedures

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Transfer Procedures

The procedures by which the SEC governs the exchange of money for securities. That is, transfer procedures are the regulations concerning the sale of securities. Transfer procedures include strict requirements of documentation and guarantees that all signatures of parties agreeing to transfers are valid. See also: Stamp Medallion Program.
References in periodicals archive ?
He asked the owner to start the transfer procedure.
The bill provides for the balance on a property sale price to be paid into a special temporary account, allowing the director of the land registry department to initiate the transfer procedure.
The Bank of Portugal said earlier this year, Following a call for tender from the resolution fund, published on 4 December, 2014, 17 entities expressed interest in the Novo Banco transfer procedure within the prescribed period (by 5 pm on 31 December, 2014) .
During the transfer procedure, students will not be required to have a base score in the exam.
Pioneering treatment involving a rare muscle transfer procedure helped her return triumphantly to the stage despite being seriously handicapped in her left arm which she cannot raise above shoulder height.
In the actual transfer procedure, we used cotton swabs dampened with a little Goof Off, then used a metal spoon in a circular motion to transfer the image onto the good paper.
Performing the transfer procedure in the United States for women who carry faulty mitochondria, and implanting resulting embryos in the womb, will require approval of the federal Food and Drug Administration, which oversees clinical trials involving gene therapy.
In others, the procedure eases the embryo transfer procedure, said Dr.
The Bluebirds had negotiated a tricky transfer procedure to get their man and the process was certainly not helped by the nine-hour time difference between Cardiff and Osaka, home of Kim's Japanese club.
The plaintiffs' appeal to the ACT Court of Appeal was allowed, the Court finding that the defendant doctor was negligent in transferring two embryos during the transfer procedure when the first plaintiff told him that she did not want a multiple pregnancy just prior to the transfer; G and M v Armellin [2009] ACTCA 6.
League rules prevented boss Tommy Lawson from placing seven days notice - the official transfer procedure - on Roberts as the same process was already underway with Field.
The laboratories used either of 2 approaches, called open-value transfer procedure (calibrated directly with ERM-DA470) and closed-value transfer procedure (using manufacturers' calibrants).