Trade reporting

Trade reporting

Dealer: In a trade between two registered Market Participants (MP), only the sell side reports the trade. Auction: In a trade between two member firms, only the sell side reports the trade. Dealer: In a trade between a registered MP and a non-registered MP (Market Maker not registered in a particular stock, an ECN, etc.), the registered MP reports the trade as a buy or sell. Auction: Trading can occur ONLY between two member firms. (Thus, a buy is never reported.)

Trade Reporting

The practice of announcing the trade or issue of a security to the appropriate regulator. Trade reporting is mandatory and serves to increase transparency in the market. It also helps keep the regulator abreast to what is happening, which may help it find wrongdoing.
References in periodicals archive ?
26, 2015 /PRNewswire/ -- Bloomberg announced today that the Investment Industry Regulatory Organization of Canada (IIROC) has certified Bloomberg TOMS to provide customers trade reporting tools for eligible trades under Dealer Member Rule 2800c -- Transaction Reporting for Debt Securities, which takes effect on November 1, 2015.
As new trade reporting and data validation requirements are implemented by regulators, triResolve Repository Reconciliation helps clients to identify and resolve potential discrepancies in their global repository data.
The bank said, 'Using Catena's TRACE gateway will enable us to achieve many benefits by centralising the reporting of our OTC Derivatives trade reporting across a line of financial products.
BXTR Provides a Transparent, Low-Cost Pan-European Service For On- and Off-Exchange Trade Reporting
The Conference is scheduled for November 4-6, 2004 at the PGA National Resort and Spa in Palm Beach Gardens, Florida, and, in addition to the PSR Policy, will tackle important issues such as business continuity, price transparency and trade reporting, an update on industry discussions regarding potential changes to the U.
Dark Pool' Trades 'Printed' on FINRA/NYSE Trade Reporting Facility
The ability to report Interest Rate Swaps (IRS), Credit Default Swaps (CDS) and Commodities on a cross jurisdiction basis, coupled with Traiana s existing support for the reporting of valuation and collateral and comprehensive USI/UTI management solutions, means that the service can now satisfy a firm s global trade reporting requirements on either a direct or delegated basis.
Markit, a leading, global financial information services company, today announced that Saxo Bank, the online trading and investment specialist, will begin to report its contract for difference (CFD) trades via Markit BOAT, the trade reporting platform, in September 2011.
Alongside this are strict requirements concerning best execution, pre- and post- trade reporting and risk management across a broad instrument range.
ASIC Commissioner Cathie Armour said the ADTR licence is the first of its kind granted by ASIC and is a key step in ASIC's implementation of mandatory trade reporting requirements for over-the-counter (OTC) derivatives.
9 /PRNewswire/ -- National Stock Exchange(SM) (NSX(R)) today announced that Bloomberg Tradebook LLC has migrated their matched trade reports to the FINRA/NSX Trade Reporting Facility(TM) (TRF).
In addition, NSX's new trading platform provides the NASD/NSX Trade Reporting Facility.