Threshold List

Threshold List

A list of securities for which a significant number of shares fails to deliver after five days. A security is placed on the list if 10,000 shares fail to deliver, if more than 0.5% of shares outstanding fail, or if a self-regulatory organization declares it a threshold security. The list is maintained by the National Securities Clearing Corporation. See also: Regulation SHO.
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Protegent Trading Compliance, a compliance lifecycle and business management solution for institutional equities trading businesses, provides firms the ability to monitor all sell short customer orders for securities located on the threshold list.
That list is known as the Regulation SHO Threshold List.
net has built a proprietary database that uses Threshold list feeds from NASDAQ, AMEX and NYSE to generate detailed and useful information to combat the naked short selling problem.
4 billion (that is, 56%) were failures in securities then enjoying the pseudo-protection of the SEC's Regulation SHO threshold list.
announced that today, after a 14 trading day reprieve, it has reappeared on Nasdaq's Regulation SHO threshold list.
Upon review of the Regulation SHO Threshold List, only 69 of many thousand "Other OTC" traded securities have SHO Threshold Fails to Deliver, which suggest substantial naked short selling in those issues.
announced that on July 3, after 838 total trading days (and 130 consecutive trading days), it dropped off of Nasdaq's Regulation SHO threshold list.
announces that yesterday marked the 800th trading day that the company has appeared on the Regulation SHO threshold list (see http://www.
com has long been an advocate of prompt public disclosure of aggregate failure-to-deliver positions for every Regulation SHO threshold list company," said Jonathan Johnson, Overstock.
We have also been informed that the Company has recently been added to the Regulation SHO Threshold list, which means that aggregate shares recently traded failed to deliver the reported company's common shares at a registered clearing agency.
announced that today, after a mere six trading day reprieve, it has reappeared on Nasdaq's Regulation SHO threshold list.

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