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Stock Record

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Stock record
The accounting a brokerage firm keeps of all securities held in inventory.

Stock Record
A computer system allowing brokerages to keep accurate records of the securities in which they hold ownership. This is particularly important given the complexities of many transactions and the fact that brokerages hold legal ownership on behalf of clients most of the time. See also: Street name.

stock record
An account of the securities being held by a brokerage firm.


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O'Hara and Perez wrote programs that generated many thousands of pages of fake trade blotters, stock records, Depository Trust Corporation (DTC) reports and other phantom books and records to substantiate nonexistent trading.
She had changed stock records to cover up the thefts which began in July 2006 but the hospital authorities were alerted to what was happening by an anonymous telephone call.
Supply support activities (SSAs) should properly transfer the stock record accounts from the losing stock records officers (SROs) to the gaining SROs and maintain the proper supporting documentation.
 
 
 
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