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Series 65
(redirected from Series 65 license)

   Also found in: Wikipedia 0.01 sec.
Series 65
A license, granted by FINRA, entitling a holder to act as an investment adviser representative, who assists a registered investment adviser. In order to be eligible for a series 65, one must complete an exam covering a number of topics, including law & regulation, various investment vehicles, and ethics. There is no prerequisite for a series 65. See also: Series 7.


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22, 1948; Smackover Children: Jordan, 11 Education: Louisiana Tech; Southern Methodist University; University of Arkansas at Little Rock; National Association of Securities Dealers Series 65 license.
He is currently licensed to practice law in the State of Mississippi, maintains a Series 65 license and is a member of the Memphis Estate Planning Council.
She holds the FINRA Series 65 license and the CIMA (Chartered Institute of Management Accountants) designation.
 
 
 
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